FCA监管 Appointed Representative到底监管条件6是什么意思思

英国FCA监管的的优势是什么?及受其监管十大外汇经纪商都有哪些? - 知乎38被浏览5704分享邀请回答0添加评论分享收藏感谢收起您所在位置: &
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Appointedrepresentative(ComputershareS.p.A.)proxyform-.PDF 8页
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Appointedrepresentative(ComputershareS.p.A.)proxyform-.PDF
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LUXOTTICAGROUPS.p.A.–OrdinaryandExtraordinaryStockholders’MeetingonsinglecallApril29th,2016ProxyformandVotinginstructionstoComputershareS.p.A.1ComputershareS.p.A.,throughitsemployeeordulyentrustedstaffmember,actingasAppointedRepresentativeofLUXOTTICAGROUPS.p.A.(theCompany)pursuanttoarticle135-undeciesofItalianLegislativeDecreeno.58/98(TUF),shallcollectproxiesfortheOrdinaryandExtraordinaryStockholders’MeetingconvenedonApril29th,2016onsinglecall,inaccordancewiththetermsandconditionsstatedintheNoticeoftheMeetingpublishedonthecompany’s,sectionCompany/Governance/GeneralMeeting.Theproxyandvotinginstructions,tobeconferredbyApril27th,2016,mayberevokedwithinthesamedatewiththeproceduresusedfortheconferral.Conferralofproxyandvotinginstructionsbysigningandsubmittingthisformisfreeofcharge,exceptwheretransmissionorpostalchargesapply.Art.135-deciesofLegislativeDecree58/98(Conflictsofinterestofrepresentativeandsubstitute)ComputershareS.p.A.,actingasAppointedRepresentative,isnotsubjecttoanyconflictsofinterestasdefinedunderArticle135-deciesofLegislativeDecree58/98.However,intheeventofunknowncircumstancesorintheeventofamendmentorintegrationtothemotionspresentedtothemeeting,Computersharedoesnotintendtovoteinamannerincompatiblewiththeinstructionsreceived.PROXYFORMFillintherequestedinformationonthebasisoftheInstructionsbelow.TheCompanywillbenotifiedbyComputershareS.p.A.(1)*mandatoryinformationTheundersigned*Placeofbirth*Dateofbirth*Taxcode*Residentin(town/city)*At(streetaddress)*Telephoneno.*e-mailentitledtovoteatthecloseofbusinessof20/04/2016(recorddate)as(2):registeredshareholderlegalrepresentativeoragentwithauthoritytosub-delegatePledgeeTaker-inBeneficialinterestholderofficialreceivermanagerother(specify)forno.*OrdinarysharesLUXOTTICAGROUP(3)registeredinthenameofPlaceofbirth*Dateofbirth*Taxcode*Residentin(town/city)*At(streetaddress)*Registeredinthesecuritiesaccount(4)no.AtBankcode(ABI)Branchcode(CAB)asresultingfromcommunicationno.(5)Madeby(Bank)DELEGATEStheaboveAppointedRepresentativ
正在加载中,请稍后...AMI help members seek appointed representative status - Money Marketing
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AMI help members seek appointed representative status
The Association of Mortgage Intermediaries has introduced a new service to help its members seek appointed representative status.Many organisations are declaring their intention to offer become mortgage network principals and are now recruiting Appointed Representatives, but the FSA has decided not to pre-authorise networks.
The FSA will be issuing &minded to authorise& letters following preliminary checks on networks. However, formal notices may not be sent out until 4 to 6 weeks before the start of mortgage regulation. This means mortgage intermediaries risk being put in the position where they are not clear which networks have successfully completed the application process.
Following a new development networks that have received their &minded to authorise& letter can now list this fact on the AMI website. This service is open to all networks, at no charge, to allow intermediaries to have access to the full facts before making a choice, bringing clarity to the market.
AMI director Chris Cummings says: &The onus is on networks to tell us if they have received their &mind to authorise& notifications and any conditions attached to them. If they do this, we will list them on our web site & and intermediaries can check it.
&We will also add to the listing when any network gets its formal Part IV authorisation & or if any is ultimately declined. This is the information intermediaries need to make a sensible business decision on which network to speak to and we want to help to provide it.&
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As part of my latest series looking at the best ways to extract funds from a private company so as to make minimum payments to the authorities, I began last week to consider the topic of dividends. Taking the example of a company paying corporation tax at the rate of 19 per cent which wishes [&]
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You can almost sense the collective shiver running down the spines of IFAs across the country as Standard Life grapples with the FSA&#39s new way of calculating financial strength. It has not been a very good couple of weeks for the giant Scottish mutual. But a few things are clear. The first is that the [&]
NATIONWIDE 2-Year Fixed Rate Mortgage Type: Fixed-rate mortgage Fixed term: Two years Fixed rate: Up to 95% of valuation 5.49%, up to 90% of valuation 5.09%, up to 75% of valuation 4.99% Minimum loan: &1 Maximum loan: Up to 95% of valuation subject to a maximum of &200,000, up to 90% of valuation subject to [&]
One of the areas that will be high on the new minister for pensions’ to-do list will be the forthcoming review of automatic enrolment (AE). The outgoing minister had regularly said that AE contribution levels would need to be revisited early in this parliamentary term, and new research by Jelf Employee Benefits reveals employer support for such proposals.
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